Office of the Vice President for Research

Monday Memo April 17, 2006

In this Issue

Vice President's Message
Signatures Part 3
Sponsored Programs Proposal Survey
Good News and Coming Events
News
Events
Opportunities and Sponsor Information
Call for Nominations for Turner Post-Doctoral Faculty Traineeships
Association for the Study of Higher Education (ASHE) Dissertation Fellowships
Extension of the Expiration Date of the Ruth L. Kirchstein National Service Award
Proposals with Diversity Components for Graduate Education Should Contact the Center for Inclusive Education
Upcoming Funding Opportunities
Interdisciplinary Seminars
Music for Meetings
Recent Changes in NIH Submission Policy and Procedure
eRA Commons Support via the Web
Essential Policies, Procedures and Resources
Rules and Regulation for RF Summer Employment Positions
New Faculty and Staff Digest Online
For More Information

Vice President's Message

Signatures Part 3

What your signature means: This office asks for signatures from PIs, Chairs and Deans on a wide variety of forms ranging from Effort Reports to conflict of interest declarations to the infamous "four page form." All these signatures have meaning and most of the time that meaning is obvious and taken for granted. From time to time this year we are publishing articles on what your signature means on a particular form. The third in this series is by Aaron Rosenblatt, Assistant Vice President for Grants Management, and describes the need to accurately reflect effort reporting information before signing off on an effort certification report

Federal sponsors require accurate reporting of research time and effort. Because the compensation for the personal services of researchers for both direct salary and fringe benefits is typically a major cost of the project, it is critical that the portion of the researcher’s compensation for a particular project be accurately reported. One reason time and effort is viewed by sponsors as a critical risk area is that many researchers have multiple responsibilities. Sometimes these responsibilities include teaching, research, administration, and clinical work, making it difficult to determine the proper percentage of effort and cost associated with individual research projects. An accurate effort reporting system is essential to ensure that funding sources are properly charged for the activities of researchers -- and to assure them that this is the case, and maintain appropriate documentation to back up the reports. Failure to maintain accurate effort reporting has subjected institutions to civil and criminal fraud investigations and some of these have resulted in severe financial penalties. Signing an effort certification report legally binds the institution and the individual researchers to the charges assessed to specific awards. These reports are a favorite subject of federal audits and should be completed with care.

Should anyone have any questions please contact Aaron Rosenblatt in the Office of Grants Management at 632-9038 or via e-mail at ARosenblatt@notes.cc.sunysb.edu

Sponsored Programs Proposal Survey

From time to time Monday Memo is going to use this space to conduct brief surveys to determine how the research community feels about issues that affect how this office runs. Today's issue is concerned with how the Office of Sponsored Programs should prioritize its work on grant proposals it receives.

Please click here to take a brief survey.

Good News and Coming Events

News

Please join us in rejoicing with colleagues for achievements that have become known since the last issue.

Graduate Education and Research

Stony Brook received its first ever National Science Foundation Integrative Graduate Education and Research Training (IGERT) award for the establishment of a multidisciplinary graduate training program of education and research in Minerals, Metals, Metalloids and Toxicity (3MT) with support of $2.9 million over 5 years. The program is unique in its scope among the one hundred or so IGERT training programs in the US.

The 3MT program will train a new generation of scientists who will work at the interface of environmental and life sciences to understand how minerals, metals and metalloids affect biological processes that ultimately impact the health of humans and animals. Interdisciplinary research teams, advised by faculty drawn from the departments of Geosciences, Pharmacological Sciences, Physics, Chemistry, Marine Sciences, Biochemistry, Pathology, and Medicine, will address specific research questions related to the theme. In addition, the 3MT program will collaborate with a team of USGS scientists leading the agency’s new, nation-wide and decade-long initiative to assess the interaction between humans and their surficial environment--enabling students to conduct research in the context of a nation-wide environmental program. The 3MT program will offer new modular courses and workshops to provide training in practical skills in support of research projects and prepare students for a career as interdisciplinary scientists. The program will be directed by Martin Schoonen, Geosciences and Associate VP for Research, and Stella Tsirka, Pharmacological Sciences.

Geosciences

Lianxing Wen led the department’s successful effort to obtain a GAANN award from the U.S. Department of Education for Graduate Assistance in Areas of National Need. This program provides fellowships to assist graduate students with excellent records who demonstrate financial need and plan to pursue the highest degree available in a field designated as an area of national need. The areas of national need include biology, chemistry, computer and information sciences, engineering, geological and related sciences, mathematics, nursing, and physics.

History

Brooke Larson has been awarded a John Simon Guggenheim Memorial Foundation Fellowship for 2006. Guggenheim Fellowships are presented to men and women who have already demonstrated exceptional capacity for productive scholarship or exceptional creative ability in the arts. The Foundation consults with distinguished scholars and artists regarding the accomplishments and promise of the applicants and presents this evidence to the Committee of Selection. Prof. Larson’s topic of study during the fellowship period will be "Aymara Indians and struggles over power, knowledge, and identity in the Bolivian Andes."

Physics and Astronomy

Michael Zingale has been named a 2006 winner of an Outstanding Junior Investigator Award from the U.S. Department of Energy. The program, which supports the development of individual research programs of outstanding scientists -- tenure-track faculty who are currently involved in experimental or theoretical nuclear physics -- early in their careers, will provide three years of research support. Prof. Zingale, whose specialty is computational astrophysics, joined Stony Brook as an Assistant Professor in January 2006.

Sociology

Distinguished Teaching Professor Judith Tanur has been selected by the Northeastern Association of Graduate Schools (NAGS) as the 2005-2006 winner of the Geoffrey Marshall Mentoring Award for "her outstanding support of graduate students from course completion through research and placement." The award was presented at the NAGS annual meeting in Portsmouth, New Hampshire on April 7. Tanur is a Fellow of the American Association for the Advancement of Science and the American Statistical Association.

Undergraduate Achievement

Rohit Repala and Alexandr Treyer are Stony Brook's 2006 Beckman Scholars and will undergo a 15 month sustained undergraduate research experience supported by the Arnold and Mabel Beckman Foundation. Repala is a Biochemistry major, class of '08, and will work with Beckman faculty mentor Professor Iwao Ojima, Chemistry. Treyer is a Pharmacology major, class of '07, and will work with Professor Daniel Bogenhagen, Pharmacological Sciences. The institutional award of $115,800 granted earlier this Spring will enable the University to select four additional Beckman Scholars in 2007-2008.

Matthew Marge is Stony Brook's first recipient of the St. Andrew's Society of the State of New York Scholarship. Marge is one of two students from New York State to be awarded $15,000 for one year of study in Edinburgh, Scotland. A double major in Computer Science and Applied Mathematics and Statistics, Marge has been engaged in research on applying interaction to robotic assistance for the elderly and cognitively impaired with the help of mentors Amanda Stent, Computer Science, and Richard Gerrig and Susan Brennan, Psychology.

14 of the 15 Stony Brook undergraduates nominated for the Chancellor's Award for Student Excellence were successful this year and were honored at a ceremony hosted by the Chancellor on April 10 in Albany. The students selected for the award were: Tejus Bale, Biochemistry major, Oumou Tounami Diallo, Biochemistry major, Melissa Friedman, Physics major, Sara Goldgraben, Biomedical Engineering major, Nathan Hould, Chemical and Molecular Engineering major, Celamli Jaime, double major in Theatre Arts & Social Sciences Interdisciplinary, Katherine Kao, Biochemistry, Matthew Marge, double major in Computer Science & Applied Mathematics and Statistics, Caroline Park, Biochemistry major, Elizabeth Roberts, Applied Mathematics & Statistics major, Yi Mei Shi, double major in Sociology and Women's Studies, Alexandra Smolyanskaya, Biochemistry major, Marrisa Trachtenberg, double major in Political Science & Sociology and Michelle Wenderlich, Music major.

Brookhaven National Laboratory

Fritz Henn, a psychiatrist and former Director of the Central Institute of Mental Health in Mannheim, Germany has been named Associate Laboratory Director for Life Sciences at BNL. He will oversee the Lab's Biology and Medical departments and has already helped to establish a Joint Center for Translational Biomedical Imaging with the Mount Sinai School of Medicine.

Events

Provost's Lecture Series

April 18: "Trauma Culture: Viewing Images of Catastrophe"

Ann Kaplan is Director of the Humanities Institute and Professor of English and Comparative Studies at Stony Brook University. She writes widely on topics in literary and media theory, practice and politics, with special focus on issues in gender and race. Her most recent book is Trauma Culture: The Politics of Terror and Loss in Media and Literature. 4:00 p.m. 
Humanities Lecture Hall, Room 1006

April 21: "Global Warming: What We Know and What We Don't Know"

Robert Cess is Distinguished Professor in Stony Brook's Marine Sciences Research Center. He will discuss the physical processes that govern climate change. Dr. Cess won the 2006 Jule G. Charney Award by the American Meteorological Society. This lecture is part of Earthstock 2006, Stony Brook's salute to Earth Day. 7:30 p.m.
 Student Activities Center, Ballroom B

April 27: "War and Peace"

2005 Nobel Prize Winner in Economics, Robert Aumann, Professor at the Center for Rationality at The Hebrew University in Jerusalem, is a founding member of Stony Brook’s Center for Game Theory. He will discuss a new approach to studying war through game theory insights which demonstrate that long-term interaction and patience make peace more easily achievable. 4:00 p.m. 
Wang Center Theater

UUP Front Page Discussion Series

April 19: "Salvaging Iraq's Past in the Turmoil of Iraq's Present"

Elizabeth Stone, Anthropology, is a specialist in Iraq's antiquities who has been centrally involved in reconstructing Iraqi museums after the looting and destruction that followed the U.S. invasion in 2003. Professor Stone will report and analyze recent developments. Wednesday April 19 - 4 p.m., Women's Studies Colloquium Center, Old Chemistry.


Wine Center

April 20: "Culinary Delights"

Fresh local produce, wonderful regional dishes, partnered with fine Long Island wines. Join us as we welcome Peter Lessing, executive chef of several landmark restaurants on Long Island, such as Library Cafe, Riverview Cafe, and the Maine Maid Inn. He will share his culinary skills in tempting tastes, stories of his family-run business, and his vast experiences, including the rewards and challenges of being a top chef in the competitive Long Island restaurant industry. 6:30–8:00 p.m Wang Center Chapel. $55

To Register: Call Ginny Clancy at (631) 632-9404. Note: You must be 21 or over to participate in winetasting events. Reservations are required for all sessions.

July 5–July 29 Science and Research Awareness Series: "Topics in Cell and Molecular Biology as Related to Clinical Sciences"

Over the course of four weeks this lecture and workshop series is designed to bring awareness to enthusiastic students on different aspects of clinical sciences and modern cell and molecular biology. The topics to be presented will try to bridge the gap between basic and clinical sciences, introducing the aspect of translational and applied research as applied to human health and safety. Faculty members who are experts in their fields will assist in the educational program. A $500 minimum donation is suggested. For more information, a copy of the schedule and to download a registration form please go here:
http://anes.anesthes.sunysb.edu/teaching/sas.html

{Top}

Opportunities and Sponsor Information

Call for Nominations for Turner Post-Doctoral Faculty Traineeships

In an effort to enhance the diversity of instructors on campus, the Graduate School is planning to award two new Turner Post Doctoral Faculty Traineeships this year. Trainees will be selected from among recent graduates of doctoral programs at Stony Brook. Traineeships will be offered to citizens or permanent residents of the United States and faculty members are encouraged to nominate students from African American, Hispanic American and Native American backgrounds, as well as others who will contribute to diversity on campus. Nominees should have earned a doctorate from Stony Brook no earlier than January, 2003, and no later than August, 2006. The two year, full-time, appointment will begin August, 2006 and includes an annual stipend of $35,000.

Nomination packets should include:

a.    a statement from the Graduate Program Director citing reasons for nominating the candidate, and
b.    a statement from the Chair outlining how the candidate's development as a teacher and scholar would benefit from the traineeship and giving a plan of the trainee's teaching and research responsibilities over the two-year period of the award. It is expected that each fellow will have a faculty mentor and a faculty mentor for research and that the latter will not normally be the fellow's Ph.D. adviser.

Deadline for submission of applications is April 21, 2006. Seven copies of the nomination packet shold be sent to:
Dr. Lawrence B. Martin, Dean of the Graduate School, 2401 Computer Sciences Building, 11794-4433

Association for the Study of Higher Education (ASHE) Dissertation Fellowships

With support from Lumina Foundation for Education, ASHE has awarded 26 dissertation fellowships since 2003. This year, eight to ten dissertation fellowships in the amount of $14,000 each will be awarded for dissertations focusing on student access and success in education beyond high school. The Fellowship program also includes an array of activities designed to promote professional and academic development of Fellows through an intergenerational community of scholars. Applications must be postmarked by May 10, 2006. For more information and an application please visit:
http://www.ashe.ws/fellowship/aboutfellowship.htm
--Contributed by Peter Baigent, Vice President for Student Affairs and Associate Provost for Enrollment and Retention Management

Extension of the Expiration Date of the Ruth L. Kirschstein National Research Service Award Institutional Research Training Grant Funding Opportunity Announcement



The NIH Office of Extramural Research gives notice of the extension of the expiration date for PA-02-109 NIH NRSA Institutional Research Training Grant (T32) which was published May 16, 2002. 
(http://grants.nih.gov/grants/guide/pa-files/PA-02-109.html) This announcement will remain active through the May 10, 2006 submission date, after which an updated funding opportunity announcement will be issued. Applicants should use the current PHS 398 application forms and instructions, which are available at: http://grants.nih.gov/grants/forms.htm. Please note that Ruth L. Kirschstein NRSA Stipend and Other Budgetary Levels effective for Fiscal Year 2006 were issued January 9, 2006 as NIH Notice Number: NOT-OD-06-026. Additional information is available at: http://grants.nih.gov/training/nrsa.htm. 
Each NIH Institute and Center (IC) has a unique scientific purview and different program goals and initiatives that evolve over time. Prior to preparing an application, it is critical that all applicants consult with appropriate NIH program staff listed in the announcement to obtain current information about IC specific program priorities and policies. An updated list of NIH training contacts is available at: http://grants.nih.gov/training/tac_training_contacts.doc

Proposals with Diversity Components for Graduate Education Should Contact the Center for Inclusive Education to Maximize the Success of the Proposal

If you are considering writing a proposal to a Federal Agency or a Foundation that requires a diversity component for graduate education please contact Lucy Gluck as early as possible so that she can provide you with the data and information that you need to make the strongest possible proposal. Lucy can be contacted on Notes (Lucy Gluck) or by phone (632 9988).

The Center for Inclusive Education is now in a position to provide support and technical assistance in preparing proposals that have a graduate diversity component to them. Lucy Gluck has worked with David Ferguson for many years and is a skilled writer and proposal developer. Lucy will have at her disposal all of the facts and figures on enrollment and degree production by ethnicity. She knows about all of the successful diversity efforts underway on campus and can supply appropriate prose describing these for your proposal. All training grants, most Center grants and many other types of awards now require a well developed diversity program as part of the proposal. Martin Schoonen recently lead a team who won the first NSF IGERT award to Stony Brook ($2.9M for graduate student support) and worked with Lucy. As you may know, Stony Brook in the lead institution for the NSF SUNY LS-AMP program and for the NSF SUNY AGEP program and Lucy has been much involved in both of these.

--Contributed by Lawrence B. Martin, Dean of the Graduate School, Associate Provost for Analysis and Planning

Upcoming Funding Opportunities

For a complete list of upcoming deadlines, please go to -
http://www.stonybrook.edu/research/fndopp/deadlcal.html

Interdisciplinary Seminars

Please remember that, in an effort to encourage interdisciplinary research on campus, this office will supply $100 toward a speaker's luncheon when your department invites a Stony Brook colleague from an unrelated discipline to give a seminar. Please contact Ann-Marie Scheidt amscheidt@notes.cc.sunysb.edu to determine eligibility. You will be asked to provide a copy of the seminar notice annotated with the number of attendees and a brief description of any anticipated collaborations with the speaker's department.

Music for Meetings

Please remember that the OVPR would like to assist those of you who are planning a research meeting on campus by providing musical interludes. If you would like to have Stony Brook student musicians play at the reception for your meeting it can be arranged by contacting Ann-Marie Scheidt amscheidt@notes.cc.sunysb.edu. OVPR will make a payment to the Department of Music and the Department in turn pays the students. You get to listen to some nice music.

Recent Changes in NIH Submission Policy and Procedure

Establishment of Multiple Principal Investigator Awards for the Support of Team Science Projects. As previously reported, in response to a policy directive from the White House Office of Science and Technology Policy, NIH is beginning this year to implement a Federal-wide policy to allow formally more than one Principal Investigator (PI) on individual research awards. The multiple-PI option will be available for applications submitted in response to a selected group of Requests for Applications (RFAs) and Program Announcements (PAs) with May-June 2006 receipt dates. It is expected that the multiple-PI option will become available for most investigator-initiated research grant mechanisms submitted for January 2007 and later application receipt dates. The NIH will announce those specific RFAs and PA selected to pilot the multi-PI option as well as future plans for expansion to other mechanisms in the NIH Guide to Grants and Contracts at-
http://grants.nih.gov/grants/guide/index.html#search.

Specific differences with other agencies’ multiple-PI practice include an NIH requirement for a Leadership Plan to describe the roles and areas of responsibility of the named PIs and the processes for making decisions on scientific direction, allocating resources, and resolving disputes that may arise. The quality of the Leadership Plan will be considered by peer reviewers as part of the assessment of scientific and technical merit. To facilitate communication, NIH will require designation of a “Contact PI” at the time of application, who will be responsible for relaying communications between all of the PIs and the NIH. The Contact PI will not have any special authority or responsibility for the project. It will be permissible to rotate the role of Contact PI among the Multiple PIs, potentially on an annual basis at the time of grant renewal. A Multiple Principal Investigator website has been created to provide general information on the new policy-
http://grants.nih.gov/grants/multi_pi/

Change in Time of Submission/Receipt of NIH Electronic Grant Applications to Grants.gov. The time that electronic grant applications must be successfully received by Grants.gov ( http://www.grants.gov/) in order to be considered “on time” changed as of April 1, 2006. Effective that date, applications must be received no later than 5:00 p.m. local time AT STONY BROOK on the submission date(s) described in the funding opportunity announcement. The Grants.gov timestamp will continue to be expressed in Eastern Time.

This change applies to ALL electronic grant applications submitted to NIH through Grants.gov, including those that have already changed to electronic submission by April 1, 2006 (R13, R15, R36, S10, SBIR R43/R44, and STTR R41/R42) and those that are scheduled to do so in the future (e.g., R03, R21, R33, R21/R33, and R34 for the June 1, 2006 submission date). The timeline for the transition of all competing grant mechanisms is available at-
http://era.nih.gov/ElectronicReceipt/strategy_timeline.htm.

Updated Instructions Regarding Inclusion of Publications as Appendix Materials. Effective for applications intended for the May 10, 2006 submission date, the NIH standard policy regarding the inclusion of publications as acceptable Appendix material in grant applications has changed. This applies to all grant mechanisms for which publications are acceptable Appendix material, regardless of which application form is used (e.g., PHS 398, SF424 (R&R), PHS 416-1) or the mode of submission (paper or electronic). The updated notice clarifying the original NIH announcement specifying what may be included may be found here: http://grants.nih.gov/grants/guide/notice-files/NOT-OD-06-053.html

An application that does not observe the relevant policies and procedures may be delayed in the review process. Applicants are reminded to review specific FOAs for any additional program-specific guidance on Appendix material and other application requirements. Application instructions for the PHS 398, SF424 (R&R), and PHS 416-1 will be revised to reflect this new policy for inclusion of publications in Appendix materials.

New Issue of NIH Newsletter on Extramural Research. The April issue of the NIH Office of Extramural Research's new newsletter, "Nexus" has been released. It is available on-line at http://grants.nih.gov/grants/nexus.htm and features articles about electronic grant administration, the new Pathway to Independence Award, and the “urban legend” issue of whether the effort expended in preparing preliminary data for applications must be included in payroll certifications (effort reports) – this isn’t necessary.

eRA Commons Support via the Web

We encourage you to take advantage of NIH's new web support at http://ithelpdesk.nih.gov/eRA/. When requesting support please provide your eRA Commons username and contact information, Grants.gov tracking number and your specific questions.

Recent NIH Guide notices related to e-Submission

**IMPORTANT** Change in Business Process Concerning eRA Commons Verification of Electronically Submitted Applications - Effective for applications submitted for May 10, 2006 and beyond, NIH will no longer require the verification of the grant application by the AOR/SO and PD/PI. The verification step will be replaced with a two business day period for checking the assembled application in eRA Commons, after which the submission process will be complete and the application will automatically move forward to the Division of Receipt and Referral, Center for Scientific Review. Within the two day period, the AOR/SO will have the ability to “Reject” the application and stop further processing. Additional details can be found in the April 7, 2006, NOT-OD-06-055 Guide notice.

• Interim Changes to the SF424 (R&R) Instructions - Includes latest policy changes and clarifications, including change in verification requirement, publications as appendix material, implementing multi-PI, how to include select agents information, change in submission deadline, and more. See April 7, 2006, NOT-OD-06-057 Guide notice.

• New Electronic Application Deadline-Life in the electronic lane just got a little easier. Now your deadline for submitting your application to Grants.gov is 5:00 p.m. your local time, NOT 8:00 p.m. Eastern time. See the March 16, 2006, Guide notice.

• How to send electronic appendices- Rules for appendices have changed starting with the May 10, 2006, submission date. Here are the key points:
- Publications in press. Do not include entire articles. Make a list and link to the online journal articles or NIH PubMed Central identification numbers.
- Manuscripts accepted for publication but not yet published. You may submit entire articles as a PDF attachment.
- Published manuscripts without an online journal link. Same as above -- attach a PDF.
For more information, read the full March 16, 2006, Guide notice.

{Top}

Essential Policies, Procedures and Resources

Rules and Regulation for RF Summer Employment Positions

Vital Research Foundation rules and regulations regarding the temporary summer employment of RF faculty and project aids in any capacity may be viewed online at the HR Website at:
http://naples.cc.sunysb.edu/Admin/HRS.nsf/pages/HRS_Focus_SummerEmployment

Summer salary info for 9 month faculty is included in a link here.

The official begin date for summer employment Is May 22. These regulations may directly affect your ability to hire and retain RF Faculty, Project Aides, undergrads and graduate students over the summer semester. Please check through all of the appropriate rules and regulations concerning this.

--Contributed by Rick Sadetsky (richard.sadetsky@stonybrook.edu), Human Resource Services

New Faculty and Staff Digest Online

How do you learn quickly to navigate Stony Brook Campus? ... Set up e-mail accounts, find out where to eat, enroll in Direct Deposit, locate child care, volunteer opportunities, traditions, banking services, recreation and entertainment - even train schedules? Where can Faculty find policies and procedures for appointments, tenure and promotion; research and scholarly activity; examinations and grading?

The Faculty & Staff Digest at http://www.stonybrook.edu/digest is the 'Insider's Guide' that enables you to connect with our virtual and expanding Campus community with links to dynamic Web pages listing most services, departments, and organizations. The very "user friendly" Search function immediately brings you to the topic of interest. The Editors welcome suggestions, via the Comments section, so be sure to recommend additional sites that you think will benefit your colleagues.

--Contributed by Margaret Tumilowicz. DoIT

{Top}

For More Information

An abundance of specific information for the research community is available on our Website, where past issues of this bulletin can also be found.

Office of the Vice President for Research - http://www.stonybrook.edu/research/

Monday Memo archive - http://www.stonybrook.edu/research/monmemo/mmarchive.html

All past issues of Monday Memo are keyword searchable.

And if you are challenged by the embarrassment of riches in the over 2,000 individual Web pages that comprise the Website, you may find the alphabetical site index helpful. The index can be accessed at
http://www.stonybrook.edu/research/sitemap.html.

{Top}